Private Side Compliance Advisory

The Compliance Advisory function for the Structured Finance Solutions (SFS) vertical plays a critical role in ensuring

that the Bank operates within the regulatory frameworks applicable to its Structured Finance activities. This includes

providing expert compliance advice and guidance to the Front, Middle, and Back Offices across a broad range of SFS

products and services, including but not limited to structured finance, project finance and advisory, and leveraged

finance.

The role holder will support the Bank's initiative by contributing to the integration of compliance functions

and the development of a control framework that is both efficient and aligned with global best practices. This

includes promoting the sharing of "group and global" compliance standards across the entities.

The role demands a strong understanding of significant and far-reaching regulatory developments affecting private

side business activities, including those initiated by regulators in the UK, Europe, the USA, Hong Kong, and Japan.

Key regulatory areas include Conduct Risk, MiFID II, MAR, ESG-related obligations, and cross-border compliance

considerations.

Skills:

· Recognised Subject Matter Expert in regulatory frameworks applicable to private side activities, including Conduct Risk, MiFID II, MAR, ESG, and FCA rules.

· Demonstrated experience advising on compliance matters related to lending, structured finance, and advisory services within a universal or investment bank.

· Strong understanding of global regulatory expectations and the ability to interpret and apply them in a practical business context.

· Proven ability to investigate and manage regulatory breaches and compliance incidents.

· Positive, solutions-oriented approach with the ability to balance regulatory requirements and commercial objectives.